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RBC BlueBay - Marketing Compliance Manager

Employer
Royal Bank of Canada
Location
London, London, United Kingdom
Salary
Competitive
Closing date
26 Jun 2024

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Sector
Engineering, IT, Security
Job Role
Compliance
Job Type
Permanent
Job Summary

As Marketing Compliance Manager, you will be integral to the success of our marketing and distribution strategy. You will be responsible for the review of marketing, sales and product materials to ensure compliance with RBC BlueBay's policies and various regulatory requirements across multiple jurisdictions. You will work with RBC BlueBay's Compliance teams to ensure you are applying all appropriate regulatory requirements and you will co-ordinate with content owners to provide guidance on these requirements and continuously improve marketing compliance processes,.

You will operate within a multi-skilled team in the UK carrying out a variety of governance and strategic functions and will be responsible for training and overseeing a junior member of that team to provide support during absences or periods of high workload. You will operate alongside colleagues in the US who are responsible for US materials.

Job Description

What is the opportunity?

As a Marketing Compliance Manager, you will be integral to the success of our marketing and distribution strategy. You will be responsible for the review of marketing, sales and product materials to ensure compliance with RBC BlueBay's policies and various regulatory requirements across multiple jurisdictions.

You will work with RBC BlueBay's Compliance teams to ensure you are applying all appropriate regulatory requirements and you will co-ordinate with content owners to provide guidance on these requirements and continuously improve marketing compliance processes,.

You will operate within a multi-skilled team in the UK carrying out a variety of governance and strategic functions and will be responsible for training and overseeing a junior member of that team to provide support during absences or periods of high workload.

You will also operate alongside colleagues in the US who are responsible for US materials.

What will you do?

  • Take responsibility for overseeing regulatory compliance of RBC BlueBay's marketing, sales and client communication materials
  • Review all content and thought leadership, advertising, sales literature and other marketing materials ensuring that all relevant firm requirements and regulations are met
  • Review all product and sales materials including fund marketing material and client specific reporting, ensuring that all relevant firm requirements and regulations are met
  • Conduct regular reviews of RFP & DDQ materials, ensuring compliance with specific regulations
  • Manage and ensure compliance requirements are met for digital properties
  • Carry out checks of the control framework, escalating and documenting any findings
  • Serve as marketing compliance SME within the RBC BlueBay's business
  • Develop relationships with sales and marketing partners and content owners, including communicating the design and operational efficiency of controls
  • Work with 2nd line of defense to maintain Compliance Policy, serve as point person within the 1st line for internal and external audits
  • Tracking to resolution any remedial actions.

What do you need to succeed?

Must-have
  • Investment Management experience
  • Solid experience of relevant compliance experience, including knowledge of the rules and regulations across EMEA and APAC
  • Experience in regulations relevant for different client audiences including institutional and intermediary channels
  • Experience with reviewing advertising and marketing materials for funds
  • Commitment to maintaining high ethical standards
  • Strong team player with service orientation and ability to communicate and establish relationships with peers, senior management and a wide array of internal and external partners and colleagues
  • Able to operate independently and prioritise own workload to manage tight deadlines in a fast paced environment; pro-active and able to demonstrate initiative
  • Willingness to take on additional tasks outside key areas of responsibility at short notice
  • Readiness to dedicate requisite effort to ensure activities are completed on time and to the quality required
  • Experience working in complex, matrixed organisations.

Nice-to-have
  • Ability to work and experience in workflow and compliance tools
  • Global compliance experience

What's in it for you?

We thrive on the challenge to be our best, progressive thinking to keep growing, and working together to deliver trusted advice to help our clients thrive and communities prosper. We care about each other, reaching our potential, making a difference to our communities, and achieving success that is mutual.

- A comprehensive Total Rewards Program including bonuses and flexible benefits, competitive compensation, commissions, and stock where applicable
- Ability to make a difference and lasting impact
- Work in a dynamic, collaborative, progressive, and high-performing team
- Opportunities to do challenging work
- Opportunities to take on progressively greater accountabilities

Job Skills
Marketing Compliance, Marketing Materials

Additional Job Details

Address:

100 BISHOPSGATE:LONDON

City:

London

Country:

United Kingdom

Work hours/week:

35

Employment Type:

Full time

Platform:

Wealth Management

Job Type:

Regular

Pay Type:

Salaried

Posted Date:

2024-06-20

Application Deadline:

2024-07-04

Inclusion and Equal Opportunity Employment

At RBC, we embrace diversity and inclusion for innovation and growth. We are committed to building inclusive teams and an equitable workplace for our employees to bring their true selves to work. We are taking actions to tackle issues of inequity and systemic bias to support our diverse talent, clients and communities.

We also strive to provide an accessible candidate experience for our prospective employees with different abilities. Please let us know if you need any accommodations during the recruitment process.

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